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What is a Mortgage Lock-In?

When you're looking for a mortgage, you're likely to shop among lenders for the most favorable interest rate, and the lowest points and other up-front charges. When you find the most favorable terms and the lender that you want, you'll apply to that lender.

Lock-ins are an way to ensure that at settlement, what you requested from your lender is what you'll get.

What is a Lock-In?
A lock-in, also called a rate-lock or rate commitment, is a lender's promise to hold a certain interest rate and a certain number of points for you, usually for a specified period of time, while your loan application is processed.

Depending upon the lender, you may be able to lock in your interest rate and points when:

  • You file your application;
  • during processing of the loan;
  • when the loan is approved; or
  • later.

Pro
Lock-Ins protect you against increases while your application is processed.

Con
A locked-in rate may prevent you from taking advantage of price decreases during this period.

This information is adapted from "A Consumer's Guide to Mortgage Lock-Ins" published by the Federal Reserve Board and the Office of Thrift Supervision.

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